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Senior Internal Auditor, Controls Analyst - 9 Month Contract (Closed)

Job Highlights

About the Opportunity

  • Support our control owners and our external auditor with SOC 1 Type II testing to ensure deliverables are completed within established timelines
  • Support remediation plans for follow-up of open issues identified from SOC 1 testing and ensure recommended corrective actions have been remediated
  • Assist with the operations of the SOC 1 management certification process
  • Support the identification and documentation of key objectives, risks, and controls for identified SOC 1 processes
  • Use appropriate knowledge and experience to identify any gaps, inefficiencies, or ineffective controls within SOC 1 processes
  • Support the maintenance of SOC 1 process flowcharts with detailed process descriptions, risks, financial statement assertions, and key controls to ensure that the documentation is up to date
  • Support the process of reviewing SOC 1 reports from key outsourced service providers
  • Assist with the execution of management reviews of selected financial and governance controls across the organization
  • Provide consultation on the development of new financial and governance controls based on knowledge or research of leading practices
  • Assist with the design, implementation, and documentation of the new financial and governance processes/controls

About You

  • A university degree in Accounting, Business, Finance, or a related discipline is required
  • Relevant professional designations (CPA, CFA, and/or CIA designation) is an asset
  • 5+ years of experience in investment management, with direct experience working in Investment Finance or Investment Operations. Experience in the asset management industry is preferred
  • Strong experience and interest for how technology and financial systems can support internal control effectiveness and efficiency
  • Strong analytical skills – includes the ability to spot, assess and address risk, materiality and interdependencies and translate it into impact analysis for the financial reporting and recommendations for improvement
  • Strong communication skills – presenting internal control and risk matters in an understandable way across various forums and levels of the organization with the right level of detail. Excellent written and oral English communication skills
  • Strong interpersonal skills with the ability to interact with colleagues at all levels and cultivate key partnerships to work collaboratively with internal and external stakeholders as well as third-party service providers
  • Working knowledge of the nature and characteristics of different investment asset categories.
  • Familiarity with the key functions to support investment administration, including but not limited to accounting, reporting, valuations, cash management & treasury, and trade processing & settlement

Pay Rate


How to Apply

Click the “Apply Now” button and follow the instructions to submit your resume. Please note that we only accept documents in MS Word or Rich Text formats. When referencing this job, quote #314141.

You must currently reside within the Greater Toronto Area and be permitted to work in Canada to be considered for this opportunity. A recruiter will be in touch with you if your profile meets our client’s requirements for this role.

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